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Pharmacovigilance Frameworks – Australia and New Zealand

September 22, 2025

Pharmacovigilance Frameworks – Australia and New Zealand

Although Australia and New Zealand are geographically close-to the point mistakenly considered to be one country-their pharmacovigilance (PV) systems are governed by different frameworks and guidelines. This article highlights the most important aspects of each system.

Pharmacovigilance Framework – Australia

In Australia, pharmacovigilance is governed primarily by the Therapeutic Goods Act 1989 and the Therapeutic Goods Regulations 1990.

Guidance is provided in the TGA’s document Pharmacovigilance responsibilities of medicine sponsors (Version 3.0, published August 2023, fully effective from February 2024, with further updates noted in late 2024). This aligns with EMA GVP Module VI but is specifically adapted for the Australian context.

For any drug to be legally marketed in Australia, an Australian sponsor must be responsible for it. The medicine must be included in the ARTG (Australian Register of Therapeutic Goods), and a pharmacovigilance system must be established and maintained.

Key Legal Provisions

Therapeutic Goods Act 1989

  • Section 28(5)(ca) – requires sponsors to keep records related to the reporting of adverse effects.
  • Section 29AA – outlines requirements for notifying adverse events and safety issues.
  • Section 31(1) – empowers the TGA to request information from sponsors within specified timeframes.

Therapeutic Goods Regulations 1990

  • Regulation 15A – prescribes adverse event reporting obligations for sponsors.

Guideline

  • The TGA’s guidance document (Pharmacovigilance responsibilities of medicine sponsors V3.0) explains how sponsors must comply with the Act and Regulations.
  • Compliance is monitored through the Pharmacovigilance Inspection Program (PVIP), which checks if sponsors meet these legal requirements in practice.

Summary of TGA Guidance Document

The guidance outlines mandatory (must) requirements versus guidelines for sponsors of ARTG-listed or registered medicines. This aligns with EMA GVP Module VI but is specifically harmonized for Australia.

This applies to all ARTG-listed or registered medicines, regardless of marketing status. It excludes unapproved medicines supplied under clinical trials, the Special Access Scheme, or the Authorized Prescriber Scheme.

Sponsor ‘Must’ Responsibilities

These legal obligations apply to all sponsors:

– Appoint an Australian PV Contact Person (A-PVCP) within 15 days of ARTG entry or updates.

– Submit Serious Adverse Reaction (SAR) reports regardless of marketing status within 15 days for local and overseas cases, and keep a record of non-serious cases.

– Notify Significant Safety Issues (SSIs) within 72 hours and Other Safety Issues (OSIs) within 30 days.

– An SSI is any new or validated safety concern that may change the known benefit–risk balance of a medicine and require immediate regulatory action.

– Maintain PV records as per the Therapeutic Goods Act 1989, for at least 10 years after the medicine has been removed from the ARTG.

– Respond to TGA requests within statutory timeframes. The default legal timeframe is 10 working days, but the TGA may set a different deadline depending on the type of correspondence.

– Operate an effective PV system covering all outsourced or shared arrangements.

Reporting Summary Table

Report Type

Submission Method

Timeframe

Australian PV Contact Person Details

TGA Business Services portal

Within 15 calendar days of ARTG entry or detail change

Significant Safety Issues (SSI)

Online Medicine Safety Issues e-form

Within 72 hours of sponsor awareness

Other Safety Issues (OSI)

Online Medicine Safety Issues e-form

Within 30 calendar days of assessment

Signal Management & Analysis

Sponsors should critically analyze safety data, identify signals, and assess causality. Verified signals that alter benefit–risk must be reported as SSIs with proposed actions.

Oversight via TGA Inspections (PVIP)

The Pharmacovigilance Inspection Program (PVIP) evaluates compliance. Scope includes:

– Adverse reaction management
– Signal detection
– Safety information updates
– Adequacy of A-PVCP/QPPVA roles
– Third-party PV agreements
– Quality Management Systems
– Risk Management Plan (RMP) adherence and PSURs

Inspections are usually announced 6–8 weeks in advance, though unannounced inspections can occur. Post-inspection, CAPA plans must be implemented.

 

 

PV System Framework (Guideline)

Area

Guideline

PV System Quality

Maintain a documented PV system with written procedures.

Signal Detection

Have processes to detect and evaluate safety signals using all data sources.

Literature Monitoring

Regularly review scientific/medical literature for safety information.

Third-Party Agreements

Put written agreements in place to define PV responsibilities when outsourced/shared.

Data Management

Maintain a central safety database or equivalent system.

Case Follow-up

Attempt to obtain follow-up information on serious or incomplete cases.

Periodic Safety Reports

Prepare and submit PSURs/PBRERs when requested by the TGA.

Risk Management Plans

Prepare EU RMPs with Australia-specific annex where required.

Safety Communication

Ensure timely updates to PI/CMI and promotional materials to reflect safety data.

Training

Provide appropriate and regular PV training for relevant staff.

Quality Management

Integrate PV into the Quality Management System and conduct audits/monitoring.

Pharmacovigilance Framework – New Zealand

Key Legal Provisions

– Medicines Act 1981 (Section 41 – duty to report substantial untoward effects).
– Privacy Act 2020 and Official Information Act 1982.
– Therapeutic Products Act 2023 (to replace Medicines Act by 1 September 2026).

Guideline

– Guideline on the Regulation of Therapeutic Products in New Zealand (GRTPNZ), Part 8: Pharmacovigilance, Edition 3.0 (March 2024, effective 1 July 2024).
– It also draws on the European Medicines Agency (EMA) Good Pharmacovigilance Practice (GVP) guidelines as international best practice.
– Published by Medsafe, Ministry of Health.

Key Requirements

– Nominate a local PV contact person (preferably in NZ or reachable during business hours), notify within 15 days of approval or change.

– Report Serious ADRs occurring in NZ within 15 calendar days.

– Notify Significant Safety Issues (SSIs) within 72 hours.

– Notify Other Safety Issues (OSIs) within 30 days.

– Submit ICSRs via CIOMS I form (webform, email, or EFT). Direct E2B transmission planned.

– Perform literature reviews at least every 3 months.

– Manage signals in line with EMA GVP Module IX.

– Oversight by Medsafe with support from the Centre for Adverse Reactions Monitoring (CARM).

PV System Framework (Guideline)

Area

Guideline

PV System

Maintain a documented PV system describing processes, responsibilities, and quality oversight.

Local Contact Person

PV contact person should be located in NZ, or at minimum be reachable during NZ business hours.

Literature Monitoring

Review medical and scientific literature at least every three months for relevant safety information.

Signal Management

Proactively monitor for safety signals and assess them in line with EMA GVP Module IX.

Case Follow-up

Attempt follow-up on incomplete or serious Individual Case Safety Reports (ICSRs).

Risk Management Plans (RMPs)

Base RMPs on EU RMPs with a NZ-specific annex when required.

Periodic Safety Reports

Prepare and submit PSURs/PBRERs if requested by Medsafe.

Third-Party Agreements

Ensure written agreements clearly define PV responsibilities when outsourced or shared.

Training

Ensure staff involved in PV are trained and competent, with regular refresher training.

Quality Management

Integrate PV into the sponsor’s Quality Management System (QMS) and perform audits/monitoring.

Communication

Ensure timely safety communication, including updating datasheets and CMI when safety data changes.

 

Authored by Baupharma team,
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